Templates

Form Documents | Form Exhibits

Below are the current PipeFund Forms in Microsoft Word® for use in PIPE Transactions and Registered Direct Offerings. These templates incorporate the standard terms and conditions contained in the PST Documents referenced in such PipeFund Forms.

If you are drafting Transaction Documents for a new PIPE Transaction or Registered Direct Offering and have obtained a license to use PipeFund Documents:

  • download the template PipeFund Forms necessary or desired for your transaction by clicking on the names of the applicable documents listed under ‘PipeFund Forms’ below, and
     
  • create Transaction Documents by modifying the PipeFund Forms as necessary or appropriate to conform to your transaction.

Notwithstanding the simplicity and standardization of the PipeFund Documents, we strongly recommend that all Transaction Documents be drafted by experienced legal counsel. See Our Services – Standard Transaction Documentation for further information regarding the use and benefits of PipeFund Documents.

To use PipeFund’s templates for exercise or conversion notices, warrant assignments or closing instructions, click on the name of the applicable Form listed under ‘PipeFund Form Exhibits’ below.

PipeFund Forms

(Templates in Microsoft Word®)
Form of Securities Purchase Agreement (PIPE) Updated: 8-11  
Form of Securities Purchase Agreement (RD) Updated: 8-11  
Form of Warrant Updated: 8-11  
Form of Convertible Note Updated: 8-11  
Form of Certificate of Designations Updated: 8-11  
Form of Escrow Agreement Updated: 8-10  
Form of Documents Escrow Agreement Updated: 8-10  

PipeFund Form Exhibits

(Templates in Microsoft Word®)
Form of Warrant Exercise Notice Updated: 8-10  
Form of Warrant Assignment Updated: 8-10  
Form of Note Conversion Notice Updated: 8-10  
Form of PS Conversion Notice Updated: 8-10  
PipeFund Form of Joint Closing Instructions
(Funds & Documents Escrow Combined)
Updated: 1-10  
PipeFund Form of Joint Closing Instructions
(Funds Escrow Only)
Updated: 1-10  
PipeFund Form of Joint Closing Instructions
(Documents Escrow Only)
Updated: 1-10