Standard Transaction Documents

Below are the most recent PipeFund Standard Transaction (PST) Documents, as well as all prior versions of PST Documents.

If you wish to view, download or print any PST Documents which have been incorporated by reference into the Transaction Documents for a particular PIPE Transaction or Registered Direct Offering, click on the names of the applicable documents listed under ‘PipeFund Standard Transaction Documents’ below. If the applicable transaction has already been executed, please remember to retrieve the proper versions of the PST Documents as referenced in the relevant Transaction Documents.

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PipeFund Standard Transaction Documents (PST Documents)

(PDF Documents in Adobe Acrobat®)
PST Document GTC
(General Terms and Conditions - PIPE)
Version: 8-11 Version History
PST Document GTC-RD
(General Terms and Conditions - Registered Direct Offering)
Version: 8-11 Version History
PST Document DEF (Definitions) Version: 8-11 Version History
PST Document WAR (Standard Warrant Terms) Version: 8-11 Version History
PST Document CN (Standard Note Terms) Version: 8-11 Version History
PST Document ESC (Standard Escrow Terms) Version: 8-10  
PST Document ESC-D
(Standard Escrow Terms for Documents)
Version: 8-10